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05 October 2020 Supervision Supervision label Factsheet

This fact sheet addresses the various options and discretions that we have as a prudential supervisory authority under the Investment Firm Regulation and the Investment Firm Directive.

The Q&As in this fact sheet explain how we intend to apply our supervisory powers under the IFR/IFD. Please note that the Q&As are subject to any changes in the legal and regulatory framework. The Dutch legislative proposal implementing the IFD is yet to be enacted, and the EBA's is yet to draft regulatory technical standards and guidelines. This may affect the exercise of our powers, in which case it may be necessary to adapt these Q&As.

The Q&As cover the following subjects:


  • Investment firms