01-05-2018 Deadlines for submission of supervisory statements for investment firms and fund managers

You can find the frequency and submission deadlines for the statutorily required reports for your institution in the Regulation on Statements of Financial Undertakings under the Wft 2011 (Regeling staten financiële ondernemingen Wft – Rsfo). Annex 6.3 lists them for investment firms and managers in the Netherlands, while Article 3 of Commission Implementing Regulation (EU) No 680/2014 lists them for investment firms within the meaning of Article 4 of the Capital Requirements Regulation (CRR).

Submission deadlines for investment firms and fund managers:

Reporting period
Submission deadline for investment firms and fund managers (fixed date)

31 March
12 May*
30 June
11 August*
30 September
11 November*
31 December
11 February*

*If the submission deadline is a public holiday in the Member State of the competent authority to which the report is to be provided, or a Saturday or a Sunday, data shall be submitted on the following working day.

We impose enforcement measures on investment firms that exceed statutory deadlines when submitting their statements.