31-10-2016 Deadlines for submission of supervisory statements for managers of investment funds and UCITS

For some time now, we have imposed enforcement measures on managers of investment funds and UCITS that exceed statutory deadlines when submitting their statements. We have established that there are still institutions which do not fulfil their reporting obligations towards us by the applicable deadlines.

We therefore once again ask that you pay attention to the deadlines that apply to managers investment funds and UCTIS for submitting reports. 

You can find the frequency and submission deadlines for the statutorily required reports for your institution in the Regulation on Statements of Financial Undertakings under the Wft 2011 (Regeling staten financiële ondernemingen Wft – Rsfo). Managers of investment funds and UCITS can find them in Annex 6.5 of the Rsfo. In article 110 of the EU Delegated Regulation Nr. 231/ 2013 of the Commission of December 19th, 2012, the extended submission deadline of 15 days for fund of funds can be found.


Submission deadlines for managers of an investment fund and UCITS:

Reporting periodFrequencySubmission deadline for manager of investment fund and UCTIS
31 MarchQuarterThe last business day of the month following the reporting period
30 June

Quarter
Semi-annual

The last business day of the month following the reporting period
30 SeptemberQuarterThe last business day of the month following the reporting period
31 DecemberQuarter
Semi-annual
Year
The last business day of the month following the reporting period