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Organization


Statutory name: Bank Frick & Co. AG
Trade name:
Address: Landstrasse 14
Postal code: 9496
Place of residence: BALZERS
Country: Liechtenstein
Disclosure: Deze bank staat niet onder toezicht van DNB. Zij is officieel gevestigd in een andere lidstaat van de Europese Unie, of in Noorwegen, IJsland of Liechtenstein, en staat onder toezicht in dat land. Tegoeden op rekeningen bij deze bank zijn niet gedekt door het Nederlandse depositogarantiestelsel.




Relation number DNB: R112716
  1. Contacts
  2. MiFiD matrix
  3. EU-passport (in)

Contacts

Business address

Address:Place of residence:Country:
Landstrasse 14BALZERSLiechtenstein

MiFiD matrix

A Investment services and activitiesB Ancillary services
C Financial Instruments1.2.3.4.5.6.7.8.1.2.3.4.5.6.7.
1.xx
2.xx
3.xx
4.xx
5.xx
6.xx
7.xx
8.xx
9.xx
10.xx

Section A Investment services and activities

  1. Reception and transmission of orders in relation to one or more financial instruments.
  2. Execution of orders on behalf of clients.
  3. Dealing on own account.
  4. Portfolio management.
  5. Investment advice.
  6. Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
  7. Placing of financial instruments without a firm commitment basis
  8. Operation of Multilateral Trading Facilities.

Section B Ancillary services

  1. Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management;
  2. Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction;
  3. Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings;
  4. Foreign exchange services where these are connected to the provision of investment services;
  5. Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;
  6. Services related to underwriting.
  7. Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C –5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.

Section C Financial Instruments

  1. Transferable securities;
  2. Money-market instruments;
  3. Units in collective investment undertakings;
  4. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash;
  5. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event);
  6. Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided
  7. Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls;
  8. Derivative instruments for the transfer of credit risk;
  9. Financial contracts for differences.
  10. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market or an MTF, are cleared and settled through recognised clearing houses or are subject to regular margin calls.

EU-passport (in)

EU passport (in)ActivityDate of entrance
2:18 Provision of services by EEA-based bank (SL)02. Lending26-06-2015
7a. Money market instruments (cheques, bills, certificates of deposit, etc.);01-11-2016
7b. Foreign exchange01-11-2016
7c. Financial futures and options;01-11-2016
7d. Exchange rate and interest rate instruments01-11-2016
07e. Transferable securities01-11-2016
11. Portfolio management and advice01-11-2016
04. Payment services as referred to in Article 4(3) of Directive 2015/236626-09-2013
05. Issuing and administering means of payment (e.g. credit cards, travellers' cheques and bankers' drafts)11-06-2013