Entity counterparty

Details of entity counterparty

Name

counterparty

Code

counterparty

Parent

Logical Data Model 'RRE DDA PER BANK LDM'

Comment

Counterparty means an institutional unit that is a party to an instrument or has an affiliation with a party to an instrument. Institutional unit has the same meaning as defined in paragraphs 2.12 and 2.13 of Annex A to Regulation (EU) No 549/2013 of the European Parliament and of the Council;

2.12 Definition: an institutional unit is an economic entity characterised by decision-making autonomy in the exercise of its principal function. A resident unit is regarded as constituting an institutional unit in the economic territory where it has its centre of predominant economic interest if it has decision-making autonomy and either keeps a complete set of accounts, or is able to compile a complete set of accounts.

To have autonomy of decision in respect of its principal function, an entity must be:
(a) entitled to own goods and assets in its own right; it will be able to exchange the ownership of goods and assets in transactions with other institutional units;
(b) able to take economic decisions and engage in economic activities for which it is responsible and accountable at law;
(c) able to incur liabilities on its own behalf, to take on other obligations or further commitments and to enter into contracts; and
(d) able to draw up a complete set of accounts, comprised of accounting records covering all its transactions carried out during the accounting period, as well as a balance sheet of assets and liabilities.

2.13 The following principles apply whenever an entity does not possess the characteristics of an institutional unit:
(a) households are deemed to enjoy autonomy of decision in respect of their principal function and are, therefore, institutional units nonetheless, even though they do not keep a complete set of accounts;
(b) entities which do not keep a complete set of accounts, and are not able to compile a complete set of accounts if required to do so, are not institutional units;
(c) entities which, while keeping a complete set of accounts, have no autonomy of decision, are part of the units which control them;
(d) entities do not need to publish accounts to be an institutional unit;
(e) entities forming part of a group of units engaged in production and keeping a complete set of accounts are deemed to be institutional units even if they have partially surrendered their autonomy of decision to the central body (the head office) responsible for the general direction of the group; the head office itself is deemed to be an institutional unit distinct from the units which it controls;
(f) quasi-corporations are entities which keep a complete set of accounts and have no legal status. They have an economic and financial behaviour that is different from that of their owners and similar to that of corporations. They are deemed to have autonomy of decision and are considered as distinct institutional units.

Parent Entity

<None>


List of attributes of the entity counterparty

Name

Code

Comment

Data Type

Domain

Mandatory

Primary Identifier

Foreign Identifier

reporting agent identifier

reporting_agent_identifier

Reporting agent identifier is a number, assigned by De Nederlandsche Bank, that uniquely identifies the reporting agent.

Variable characters (60)

identifier domain

X

X

X

counterparty identifier

counterparty_identifier

An identifier applied by the reporting agent to uniquely identify each counterparty. Each counterparty must have one counterparty identifier. This value will not change over time and cannot be used as the counterparty identifier for any other counterparty.

Each counterparty identifier must be unique for each counterparty reported by the same reporting agent and the same counterparty must be identified by the reporting agent using the same counterparty identifier. This identifier must not be reused by the same reporting agent at any point in time to identify a different counterparty.

Variable characters (60)

identifier domain

X

X

 

reporting reference date

reporting_reference_date

reporting reference date is a date that indicates the date the entity type delivery pertains to.

Defined as yyyy-mm-dd.

Date

reporting reference date

X

X

X

country

country

ISO 3166-1 alpha-2 code of the country. For counterparties, the country refers to the country of residence of the counterparty.

Characters (2)

ISO 3166 Country

X

 

X

protection provider indicator

protection_provider_indicator

Protection provider indicator indicates whether the institutional unit is being reported as granting protection against a negative credit event, or not.

Variable characters (50)

protection provider indicator

X

 

 

legal entity indicator

legal_entity_indicator

Resident legal entity indicator distinguishes legal entities into those that are part of the Dutch trade register at the Dutch chamber of commerce, Kamer van Koophandel, and legal entities that are outside of the Netherlands.

Variable characters (50)

legal entity indicator

X

 

 


List of child entities of the entity counterparty

Child Entity

Inheritance

household

legal entity indicator

legal entity

legal entity indicator

protection provider

protection provider indicator

non-protection providing counterparty

protection provider indicator


List of relationships of the entity counterparty

Name

Code

Generate

Entity 2

Entity 1

Dependent Role

Entity 1 -> Entity 2 Role Cardinality

Entity 2 -> Entity 1 Role Cardinality

has

natural_person_has_country_of_residence

X

country

counterparty

 

1,1

0,n

has as role in instrument

counterparty_has_as_role_in_instrument_counterparty_role

X

counterparty

counterparty role

counterparty role -> counterparty

1,1

0,n

reports on

observed_agent_reports_on_credit_of_counterparty

X

counterparty

reporting agent delivery

counterparty -> reporting agent delivery

0,n

1,1


List of child inheritances of the entity counterparty

Name

Code

Mutually Exclusive

Inherit All

Generate Parent

Generate Children

legal entity indicator

legal_entity_indicator

X

 

X

X

protection provider indicator

protection_provider_indicator

X

 

X

X


List of identifiers of the entity counterparty

Name

Code

Parent

Primary Identifier

counterparty PK

counterparty_pk

Entity 'counterparty'

X