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Decree implementing EU Regulations on Financial Markets


This decree pertains to the methods applied under or pursuant to the Financial Supervision Act (Wet op het financieel toezicht – Wft) in implementing European regulations relating to the financial markets and the persons working in these markets. It concerns the measures used to ensure adequate execution and enforcement of the relevant regulations.

Published: 02 November 2012

The decree includes the following elements:

  • the designation of the authority competent to execute and enforce the requirements of the relevant regulations;
  • the designation of an extrajudicial dispute settlement authority.

The list of articles from EU regulations for which an order subject to penalty can be imposed is included as Annex 1 to the decree. The list of articles for which an administrative fine can be imposed, including the applicable rates, is included as Annex 2 to the decree.

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