Financial institutions often serve many different customers in many different sectors, including customers in sectors with higher inherent integrity risks. The sector in which a customer operates is one of the factors that a financial institution...Read more
Decree on Special Prudential Measures, Investor Compensation and Deposit Guarantees under the Financial Supervision Act
The Decree (Besluit bijzondere prudentiële maatregelen beleggerscompensatie en depositogarantie Wft) imposes a number of special rules regarding institutions that are active in the financial markets.
It deals with e.g. portfolio transfers, mergers and splits, capital margins, recovery plans, short-term funding plans, relief schemes for life insurers, bridge institutions, asset and liability management entities and the investor compensation and deposit guarantee scheme.
- Investment firms