Does DNB prohibit investment firms from holding qualifying holdings outside the financial sector in excess of the limits as referred to in Article 10(1) of the IFR?
No, we do not prohibit investment firms from holding qualifying holdings outside the financial sector in excess of the percentages of own funds as referred to in Article 10(1) of the IFR on the basis of Article 10(2) of the IFR. We considered that Article 10(1) already requires the value of qualifying holdings in excess of the limits to be deducted from the Common Equity Tier 1 capital. However, we retain the power to prohibit qualifying holdings in excess of the limits in specific cases.
News item supervision
Financial institutions often serve many different customers in many different sectors, including customers in sectors with higher inherent integrity risks. The sector in which a customer operates is one of the factors that a financial institution...
Read more
DNB & the AFM jointly inform you about the state of affairs regarding the European sanctions against Russia. This news item only relates to new sanctions and/or changes to existing sanctions regimes concerning the situation in Ukraine.
Read more
News item supervision
The consultation of the Regulation on Sound Remuneration Policies (Regeling beheerst beloningsbeleid Wft 2021 – Rbb 2021) did not result in any changes to the regulation.
Read more
